Job Description

Who we are looking for:

We are looking for an exceptional individual to join our team for investment compliance service.

Why this role is important to us:

State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions. From core custody, accounting, fund administration, shareholder recordkeeping, and performance, to complete operations solutions and servicing for alternative assets like OTC derivatives, private equity, and real estate. Our services help our clients make better investment choices and generate wealth for their customers and beneficiaries.

What you will be responsible for:

As a key expert in the APAC region, your responsibilities will include:

• Interpret and codify client-specific IMAs (Investment Management Agreements) and prospectus restrictions.
• Conduct post-trade investment compliance analysis to ensure adherence to regulatory requirements and investment mandates.
• Implement controls for portfolios restrictions (e.g., concentration limits, prohibited securities, ESG criteria).
• Validate portfolio adherence to benchmark constraints, derivative usage limits and risk thresholds.
• Result validation and reasonability analysis on investment breaches.
• Generate compliance reports for a wide range of clients from asset managers, asset owners to trustees.
• Support client ad-hoc query/request.

What we value:

These skills will help you succeed in this role:

• Fast learner with positive attitude.
• Good interpersonal skills and team spirit.
• Attention to detail.

Education & Preferred Qualifications:

• Bachelor’s degree in Accounting/Mathematics/Finance/Economics or equivalent (post graduate degree and/or a CFA®, CIPM® or CAIA® would be an advantage).
• Investment compliance/Risk knowledge within asset management, banking, or broker-dealers.
• Hands-on experience of compliance monitor systems (e.g., Charles River, AxiomSL, Bloomberg).
• Good understanding of regulations and global market practices.
• Ability to decode complex legal and investment documents (IMAs, prospectuses).
• Knowledge of financial instruments: equities, fixed income, derivatives.
• Effective verbal and written communication skills in English.
• Good PC skills. Proficiency in Microsoft Office.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live, and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks. You’ll have access to flexible Work Program to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome the candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift program and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers