Welcome to the BWAM Job Board

Investment Compliance Service Implementation, Senior Associate

State Street

State Street

Compliance / Regulatory
Hangzhou, Zhejiang, China
Posted on Oct 22, 2025

Who we are looking for:

We are seeking experienced people to implement and configure investment compliance monitoring services for institutional clients. This role combines technical expertise in compliance rules engines, project management and business engagement to ensure seamless onboarding of new clients and enhancements to existing solutions.

Why this role is important to us:

The team you will be joining is a part of State Street Global Services (SSGS). SSGS gives asset owners and managers access to the essential financial tools they need to deliver effective investment solutions. From core custody, accounting, fund administration and shareholder recordkeeping, to complete operations solutions and servicing for alternative assets like OTC derivatives, private equity and real estate, SSGS’ tools help our clients make better investment choices and act on growth opportunities.

Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for:

As a key expert in the APAC region, your responsibilities will include:

  • Implement end-to-end new clients onboarding for investment compliance monitoring services.
  • Collaborate with stakeholders to translate investment guidelines into technical rule coding logics.
  • Configure compliance rules engines according to client mandates, regulatory requirements (UCITS, MiFID II, Sec, etc.) and prospectus restrictions.
  • Code and test complex compliance rules (e.g., issuer/country/sector limits, liquidity rules, derivative exposures, ESG criteria).
  • Conduct gap analyses between client requirements and system capabilities, and propose solutions.
  • Validate systems output against client expectations, trouble shoot exceptions in UAT environment.
  • Identify operational risks in implementation processes, and escalate issues proactively.
  • Develop best practices for process simplification and automation.
  • System release testing project participation and management.
  • Ensure audit-ready documentation of all configurations.

What we value:

These skills will help you succeed in this role:

  • Excellent computer skills.
  • Analytical problem-solving with attention to detail.
  • Proactivity and creativity in issues solving.
  • Demonstrate flexibility by supporting different priorities.

Education & Preferred Qualifications:

  • Bachelor’s degree in Finance/Business/Computer science or related field. (post graduate degree and/or a CFA®, CIPM® or CAIA® would be an advantage).
  • 2-4 years’ experience in investment compliance, system implementation within asset management, banking or fintech.
  • Proficiency in SQL on MS SQL Server, VBA, or Python.
  • Experience in configuring and coding in compliance monitoring platforms (Charles River, Aladdin, Sentinel etc.).
  • Hands-on experience of compliance monitor systems (e.g., Charles River, AxiomSL, Bloomberg etc.).
  • Knowledge of financial instruments: equities, fixed income, derivatives.
  • Effective verbal and written communication skills in English.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live, and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks. You’ll have access to flexible Work Program to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome the candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift program and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers

About State Street

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

Discover more information on jobs at StateStreet.com/careers

Read our CEO Statement