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Senior Investment Compliance Analyst, Associate 2
State Street
Position Description
Do you have an inquisitive mind? Are you good at resolving complex cases? Do you have an eye for details? If so, we might be looking for you to join our Investment Compliance team.
Main responsibility of Compliance Analyst is to perform accurate analysis of alerts detected by the system and report any violation to protect investor’s best interest. On a daily basis, Investment Compliance Analyst will use his analytical skills to investigate and solve various compliance cases.
Primary Responsibilities
- Reviewing work & assisting team supervisor
- Point of expertise for complex breach analysis
- Review all reporting produced by the Associates
- Liaises with internal clients and supporting departments for the purpose of obtaining key inputs
- Performs special projects and other tasks as assigned by the Team Supervisor
- Assists Team Supervisor in implementing new procedures and controls
- Maintaining and fostering a team environment
- MONITORING INVESTMENT COMPLIANCE
- Investigate violations on the automated compliance monitoring system
- Record findings of investigation on the system
- DATA CONTROL CHECKS
- Compare and confirm accuracy of fund data as it appears in the system
- Advise data teams of any discrepancies in a timely fashion
- Ensure agreed timelines are adhered to
- REPORTING
- Generate and attach reports as required in a timely manner
- Ensuring data is accurate and ready for client use
- ORGANISATION
- Demonstrates good time organizational skills in order to meet deadlines
- Maintains systematic filing practices
- Ensure that daily work load is allocated appropriately
- TRAINING AND PERSONAL DEVELOPMENT
- Take responsibility for personal development and training.
- Provides direction and training to staff in the course of their day-to-day work and provides
Required Skills:
These skills will help you succeed in this role
Accountancy/Law or Business/ IT related degree (preferred)
Excellent analytical and mathematic skills
Knowledge about financial services, securities sector and capital markets
Accuracy and ability to work to tight deadlines
Experience in using Microsoft Excel functions is essential
Very good understanding of investment compliance processes
Independence in solving complicated cases in the field of compliance investment processes
Strong problem-solving skills
Experience utilizing Bloomberg
Good communication skills – verbal and written in English
Team skills – demonstrated ability to work with people at different levels
Additional requirements
Minimum 1 year experience in investment compliance (preferred) or fund industry
What can you expect from us:
We are diverse team and we welcome (preferably but not only) graduates of economics, business, law, finance & accounting, science and language degrees
We value team work and continuous learning and development
We support each other and learn from each other
We strive for excellence in everything we do
We never stop to change
If this speaks to you – come and join us in Investment Compliance!
Minimum Salary:
zł68,004 AnnualThe minimum salary quoted above applies to the role in the primary location specified. If the candidate ultimately works outside of this primary location, the applicable minimum salary may differ.
Salary will be determined based on factors such as the position, type of work performed, individual skills, job description, working hours, diligence, initiative, self-management, length of employment, availability, and the quantity and quality of work delivered, as well as other objective and non-discriminatory criteria relevant to State Street employees.
In addition to salary, employees are eligible to be considered for discretionary annual performance-based awards.
We Offer:
Permanent contract from day one
Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off)
Gold Medical Package for employees and their families (partner and children)
Premium life insurance package and private pension plan
Wide range of soft skills training, technical workshops, language classes and development programs
Opportunities to volunteer your time to company-driven initiatives, employee networks or organizations of your choice
Variety of well-being programs
Additional benefits available depending on the seniority of the role
About State Street
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.
As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.
Discover more information on jobs at StateStreet.com/careers
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