IBO Client Asset (CASS) Adherence - Governance Lead
UBS
IBO Client Asset (CASS) Adherence – Governance Lead
Singapore
Investment Banking, Operations
Investment Bank
Your role
Client Focus
• Builds trust and mutual respect with clients. Understands and anticipates their needs in order to achieve outcomes which are mutually beneficial
• Collaborates effectively across products, teams and business areas, maintaining awareness of relevant trends in the external environment to ensure delivery against targets
• Understands why cross-product cooperation is important to the bank and acts accordingly
People / Team
• Recruits (where appropriate), motivates and retains high calibre people, including those from diverse backgrounds, to achieve shared business goals. Manages the performance of team members by coaching and providing day-to-day feedback
• Is creative in developing new ideas and approaches, challenging the status quo and making improvements in products, processes and services
• Focuses on the results being achieved, not just the tasks completed
Financial
• Influences certain aspects of the cost base, by identifying and / or acting on cost saving opportunities
• Builds and develops a network of key influencers relative to own department and sphere of influence, both internal and external as appropriate to drive the commercial success of the bank
Job Specific
• Has in-depth knowledge of products, matched with key market knowledge and expertise. Shows excellence in own professional area
• Consistently demonstrates complete understanding and commitment to the bank’s high professional, ethical and legal standards
Risk
• Identifies and assesses risk using all available resources and information. Is decisive and knows when to take calculated risks, when to escalate issues, always upholding the bank’s reputation
Job Reference #
323030BR
City
Singapore
Job Type
Full Time
Your Career Comeback
We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
Your team
The CASS Adherence Governance Lead sits within IB Operations and supports the CASS APAC in ensuring UBS entities in APAC region comply with the requirements of the local Client Asset Rules (CASS).
The Governance Lead reports to the CASS Adherence – Oversight Lead. They are responsible for ensuring delivery of the Governance components of the CASS Adherence Services Catalogue.
Your expertise
The role requires independent work; influencing to get information/ input from a wide base of stakeholders in London. The following technical skills and personal attributes are required:
Essential:
• Working knowledge of any of APAC rules in SG/ HK/ JP/ Australia CASS rules
• Proven detailed knowledge of CASS relevant product areas
• Delivery focus
• Relationship building and management
• Influencing skills
• Ability to work with a range of stakeholders
Desirable:
• Proficient in Excel to support data analysis techniques
• PowerPoint to facilitate preparation of management packs
• General ability to pick up information quickly and turn around deliverables under pressure
• Continuous improvement focus/ ability to apply to processes
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Contact Details
UBS Business Solutions SA
UBS Recruiting
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.