United States - New York

Finance, Investment Banking, Operations

Investment Bank

Your role

Are you a problem solver? Do you have strong analytical skills? We’re looking for someone like that who can:
• take an active role in the conflict clearance and business selection process
• identify and resolve complex issues arising during the conflict check process while managing deal teams’ expectations around outcome and turnaround time
• provide and manage reporting requirements
• lead strategic projects (e.g., enhanced automation and streamlining of processes, banker training, etc.)
• work closely with Compliance and Operational Risk Control on audit and regulatory issues and responses
• generate new ideas and creative approaches that help push the business forward
• make sound and balanced judgments (and always within professional, ethical, regulatory and legal standards)
• motivate and inspire others by providing a vision of shared goals

Detailed salary information:
• New York: the salary range for this role is $90000 to $102500
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.

Job Reference #

333227BR

City

New York

Job Type

Full Time

Your team

You’ll be working in the Business Selection, Reputational Risk & Conflicts (BSRRC) team in New York, reporting to the Head of Americas BSRRC. We are a global team, based in New York, London and Hong Kong that interacts on a daily basis with investment bankers as well as with various support and control functions (including Legal, Compliance, Operations, Risk, Onboarding, Financial Crime, Sanctions, and ESR, amongst others).

BSRRC team members are responsible for reviewing and analyzing all new proposed business opportunities before mandates can be accepted, and as a result we work in a very demanding, time sensitive environment. Our team ensures that potential conflicts of interest are identified, assessed and managed so as to protect client relationships, safeguard confidential information, and confirm that we are able to fulfill our responsibilities to our clients prior to accepting a role. The team also reviews transactions for potential reputational risk. Additionally, in the face of competing opportunities, the BSRRC team plays a crucial role with business group heads in selecting which business is most appropriate to pursue.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients

Your expertise

• bachelor’s degree
• preferred experience with M&A and/or capital markets transactions in a legal, business or compliance oriented role
• strength in analyzing complex situations on a compressed timetable
• effective time management and prioritization; strong multi-tasking abilities
• ability to operate in fast-paced environment with high sense of urgency
• excellent verbal and written communication skills
• attention to detail and high standard for quality work product
• resourcefulness; ability to think creatively to solve problems and anticipate potential questions or issues
• excellent judgment in handling sensitive and confidential information
• ability to quickly and efficiently navigate information systems

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

US Only: The expected salary range for this role is $90000 to $102500 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.