United States - California

Business management, administration and support

Global Wealth Management

Your role

Your role as a Wealth Strategy Associate will support a successful financial advisor team in the development of various wealth management plans and strategies (e.g., financial plans, investment plans, etc.). You will build tailored plans and strategies based on an understanding of client needs, goals and risk tolerance by utilizing the tools and resources of the firm, with your knowledge of financial analysis and basic principles of investing. You will also support the Financial Advisor Team in:

• Allocating funds to various investment solutions and managers
• Portfolio Reviews
• Investment Strategy
• Client Relationship Management

Job Reference #

337708BR

City

Newport Beach

Job Type

Full Time

Your team

In addition, you will assist the Financial Advisor Team in client conversations by actively listening to the client’s needs so that you can assist in the development of wealth management plans that are reviewed and considered by the Financial Advisor. You have knowledge of the financial markets and the analysis and reporting of financial data. You are analytic, detail and service oriented. You effectively communicate information and work well with a team. You will report directly to the Branch Administrative Manager.

The role includes a $70,000 base salary, with eligibility for additional discretionary compensation tied to team success and business performance.

Your expertise

• ideally 0 - 7 years of experience; work experience in financial related / analytical roles preferred
• Bachelor’s degree required with major in finance or business preferred
• Series 7 and 66 required
• Excellent skills in Microsoft Office Suite- MS Excel in particular
• Detail orientated with exceptional analytic skills
• Good written and verbal communication skills
• Team player with good interpersonal skills

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

How we hire

The hiring process for the Wealth Strategy Associate role begins with an initial meeting with the Branch Administrative Manager to review the role, responsibilities, and branch operations. Candidates then meet with the Financial Advisor Team to discuss day-to-day collaboration, client support, and how the role contributes to the overall wealth strategy practice. The process concludes with a final interview with the Branch Managing Director, focused on alignment with branch goals and long-term fit.

Salary information

The indicative gross base salary range as a full-time equivalent role:
• United States - California - Newport Beach min USD 65000 - max USD 85000 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.