India

Operations

Global Wealth Management

Your role

Do you enjoy problem solving and collaboration? Do you have proven experience in working with clients within financial services? Are you detail oriented, even when multitasking? Do you know how to shine in a supporting role?


We’re looking for a Collateral Specialist to:

• Support the Wealth Management Retail Margin client base ensuring trade activities and disbursements are managed properly and accurately to prevent potential exposure
• Support UBS Bank USA with providing clients with Non-Purpose and Purpose loans
• Collaborate with the business and credit risk to mitigate any potential financial and regulatory risk

• Meet operational, reporting and standards needs as part of providing services to facilitate risk mitigation or meet regulatory requirements

Multi task between email communications and working the ServiceWorks exception tool which provides margin exceptions to be reviewed and responded to

Job Reference #

334145BR

City

Mumbai

Job Type

Full Time

Your team

You’ll be working in the WM USA Banking Group Margin Operations team in Mumba focusing on Regulatory and Firm compliance for our Wealth Management US clients. As a Margin Collateral specialist, you’ll play an important role in risk management protecting the client and the firm from both financial and regulatory risk.

Your expertise

Degree in finance/ accounting / economics preferred

• 3 + years Financial Services Operations experience

• Ability to learn rules and regulations of FRB Rule 220, REGT, and FINRA Rule 4210

• Excellent analytical, communication and interpersonal skills

• Proficient in MS Office (Word, Excel)

• Strong organizational skills, concern for quality and accuracy

• Ability to work well under pressure and ability to multitask

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.