United States - Kentucky

Business management, administration and support

Global Wealth Management

Key responsibilities

Are you truly service oriented? Do you know how to take care of people?

We’re looking for a Senior. Registered Client Associate to:

• Educate clients on account services and capabilities
• Assist with the preparation of reports and other materials for client meetings
• Ensure appropriate documentation is collected for opening new accounts and service requests
• Work within a team to solve complex operational needs

Job Reference #

342596BR

City

Louisville

Job Type

Full Time

The team

You’ll be working in the Generations Private Wealth team in Louisville, KY. We’re a mutigenerational, multiregional private wealth team lead by Kellie Sheryak and Joe Drier. We have four private wealth advisors and 7 client engagement team members, and are looking for a new team member as we grow. We have intentionally built our practice around delivering a highly personalized, concierge-level client experience, combining institutional resources with the feel of a close-knit, entrepreneurial team that makes life simpler for our client families. We strive to create an environment where every team member's contributions matter, ideas are welcomed, and career growth is encouraged. Our clients view us as trusted advisors, and our team members have the opportunity to build meaningful relationships, make a tangible impact, and be part of a mature business that is experiencing sustained growth.

Your skills and experience

• Series 7 and 66 or 65/63 licenses (for registered CSAs only)
• At least 5 years of experience in client service, within the finance sector
• Bachelor degree preferred, focusing on Finance
• Excellent communicator, with solid interpersonal skills
• Detail oriented (nothing gets past you)
• Proficient in Microsoft Office Suite

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.